The Earth System Governance Project’s “Harvesting Initiative” – Background

The Earth System Governance Project was launched in 2009 and has since then expanded into a broad community of more than 300 research fellows, lead faculty, a dozen research centers, an annual conference series, a set of groundbreaking taskforces, and a lively presence in cyberspace.

Given this growth and vitality of our community, we have decided to not close down our operations after a decade (as many other global change projects did), but rather to continue our project.

To continue with new life and energy we invited a group of project members to write a new Science and Implementation Plan that will replace the current plan by 2018. From this group of enthusiastic research fellows, we also expect new leadership to emerge. In addition, new efforts in institutionalizing the network have been taken, for example through new teaching cooperation, appointment of new research fellows and lead faculty, inclusion of additional research centers, and the creation of an Earth System Governance Foundation as a legal entity for the network.

At the same time, it becomes important to also harvest what has been achieved over the last decade. This is the rationale for the Harvesting Initiative under the Earth System Governance Project. The Harvesting Initiative will compile our key research findings in books or journal contributions, all supported by our vibrant social media outlets. In addition, we will have special sessions and events for the Harvesting Initiative at our upcoming conferences (starting in Nairobi in December 2016), as well as in other professional and policy networks where we have built up a strong presence, for example the International Studies Association.

The Harvesting Initiative will systematically cover all key research findings based on the Project’s 2009 Science and Implementation Plan. Some harvesting efforts will eventually turn into edited volumes with prominent publishing houses. With MIT Press, notably, we have a flagship “Earth System Governance series” with a top-rated publishing house that might take on some of the harvesting outputs. Also other publishers are keen to consider products from our Harvesting Initiative. Some products of the Harvesting Initiative will also be submitted as special journal issues. For each process, we will consider synthesis articles, policy briefs, and other types of output – such as videos and vlogs.

The challenge of harvesting the last ten years of Earth System Governance research is enormous. It thus requires a polycentric approach that relies on decentralized leadership of our lead faculty and members of our scientific steering committee, supported by the many research fellows that make up the core of our community. In addition, the International Project Office will support the decentralized harvesting teams with information, such as on publication data or conference papers for specific issues.

Importantly, the process is open to all members of the community – if you are interested, please contact us:

  • Tom Peek, coordinator, Harvesting Initiative, Earth System Governance Project (t.c.a.l.peek@students.uu.nl);
  • Frank Biermann, chair, Earth System Governance Project (f.biermann@uu.nl);
  • The lead conveners mentioned below; or
  • the Earth System Governance International Project Office (ipo@earthsystemgovernance.org)

 

The following edited volumes are planned as products of the ‘Harvesting Initiative’ that brings together the findings of the first ten years of operation of the global research network ‘Earth System Governance Project’.

All titles are still working titles. The lists of authors might change as the process moves on.


Overall Integration Project

Navigating the Anthropocene: Key Insights from the Earth System Governance Project

Editors: Frank Biermann, Utrecht University; and Ruben Zondervan, Lund University

Navigating the Anthropocene brings together the entire project achievements so far. We target around 10-20 authors per chapter, to make it truly representative. This book will be ready for submission to a major academic publisher by mid-2019. This harvesting initiative is led by Frank Biermann (Utrecht University and chair, Earth System Governance Project), and Ruben Zondervan (Lund University and executive director, Earth System Governance Project).


Concepts

Conceptual Foundations of Earth System Governance

Editors: James Meadowcroft, Carleton University, and Eva Lövbrand, Linköping University

This edited volume harvests research related to the conceptual foundations of earth system governance, one of the key research areas of the Earth System Governance Project. The work draws on the activities organized and encouraged by sub-working groups on critical concepts (such as the Anthropocene, Planetary Boundaries or Resilience) that serve to structure thinking and action related to the challenge of earth system governance in the twenty-first century. The group is organizing workshops to draw together findings across clusters of critical concepts. This edited volume presents this work to the broader community. This book is led by James Meadowcroft (Carleton University), who is also the convener of the Conceptual Foundations taskforce and member of the Earth System Governance Lead Faculty, and Eva Lövbrand, Linköping University, a senior research fellow with the Project.

Anthropocene Encounters: New Directions in Green Political Thinking

Editors: Frank Biermann, Utrecht University, and Eva Lövbrand, Linköping University

This edited book critically discusses the central new concept of an Anthropocene from a variety of political-science perspectives, and involving a broad group of distinguished authors. The book is edited by Frank Biermann (Utrecht University and chair, Earth System Governance Project), and Eva Lövbrand (Linköping University and Senior Research Fellow, Earth System Governance Project). It is currently under consideration by Cambridge University Press.


Policy Reform

Governing Through Goals: Sustainable Development Goals as Governance Innovation

Edited by Norichika Kanie and Frank Biermann, MIT Press (ESG Series), 2017

In September 2015, the United Nations General Assembly adopted the Sustainable Development Goals as part of the 2030 Agenda for Sustainable Development. The Sustainable Development Goals built on and broadened the earlier Millennium Development Goals, but they also signaled a larger shift in governance strategies. The seventeen goals add detailed content to the concept of sustainable development, identify specific targets for each goal, and help frame a broader, more coherent, and transformative 2030 agenda. The Sustainable Development Goals aim to build a universal, integrated framework for action that reflects the economic, social, and planetary complexities of the twenty-first century. This book examines in detail the core characteristics of goal setting, asking when it is an appropriate governance strategy and how it differs from other approaches; analyzes the conditions under which a goal-oriented agenda can enable progress toward desired ends; and considers the practical challenges in implementation.

Contributors: Dora Almassy, Steinar Andresen, Noura Bakkour, Steven Bernstein, Frank Biermann, Thierry Giordano, Aarti Gupta, Joyeeta Gupta, Peter M. Haas, Masahiko Iguchi, Norichika Kanie, Rakhyun E. Kim, Marcel Kok, Kanako Morita, Måns Nilsson, László Pintér, Michelle Scobie, Noriko Shimizu, Casey Stevens, Arild Underdal, Tancrède Voituriez, Takahiro Yamada, Oran R. Young


Architecture Theme

Global Governance for the Earth: Transforming Institutional Architectures in the Anthropocene

Editors: Frank Biermann, Utrecht University; and Rakhyun E. Kim, Utrecht University

This edited volume of short and accessible ‘synthesis’ chapters brings together earth system governance scholarship on the Project’s analytical problem of ‘architecture’ and, at the same time, proposes novel reform options and future research directions. The volume covers various dimensions of the architectures of earth system governance, such as (1) concepts (interplay; regime complexes; fragmentation; orchestration; environmental policy integration; and ecological integrity); (2) domains of governance (intergovernmental institutions; international bureaucracies; private governance; non-territorial architectures; and architectures beyond national jurisdiction); and (3) policy reform and new research directions. A glossary of key terms in the Architecture debate will be included in the end.

The initiative is led by Frank Biermann (Utrecht University and chair, Earth System Governance Project), and Rakhyun E. Kim (Utrecht University and Senior Research Fellow and Lead Author, New Directions team, Earth System Governance Project). Earth System Governance Lead Faculty members who contribute to this initiative include Kenneth Abbott, Steinar Andresen, Peter Driessen, Ronald B. Mitchell, Sebastian Oberthür, and Oran R. Young.

Still Managers of Global Change? Reassessing the Role and Influence of International Environmental Bureaucracies

Editors: Helge Jörgens, ISCTE – Lisbon University Institute; Nina Kolleck, Freie Universität Berlin; Barbara Saerbeck, Freie Universität Berlin; and Mareike Well, Freie Universität Berlin

Scholars of earth system governance have increasingly turned their attention to the role and impact of the bureaucratic bodies of international organizations. A particular focus has been on the secretariats of multilateral environmental conventions as potentially influential actors in world politics. A key debate relates here to the degree to which these international public administrations can act autonomously, that is, beyond the direct control of a treaty’s member states. Moreover, scholars have started to explore the extent to which treaty secretariats are able to exert autonomous influence on the processes, outputs and the implementation of multilateral treaty negotiations as well as the causal mechanisms through which this influence is exercised. A decade after the seminal study by Biermann and colleagues (Biermann and Siebenhüner 2009), which set the stage for a rapidly growing research programme on the influence of international environmental bureaucracies, this book unites new contributions with innovative theoretical conceptualizations and recent empirical findings. It maps the conceptual, methodological and empirical advances of a decade of rich research and outline avenues for future research. In doing so, the book aims to provide a comprehensive resource for the study of international public administrations in global environmental politics as well as a valuable source for policymakers concerned with the chances and restrictions of global environmental and climate governance.

Contributors include Karin Bäckstrand, Stockholm University, Sweden; Michael W. Bauer, German University of Administrative Sciences Speyer, Germany; Frank Biermann, University Utrecht, The Netherlands; Steffen Eckhard, Ludwig-Maximilians-University Munich, Germany; Jörn Ege, German University of Administrative Sciences Speyer, Germany; Nina Hall, Johns Hopkins University School of Advanced International Studies, Italy; Thomas Hickmann, University of Potsdam, Germany; Helge Jörgens, ISCTE – Lisbon University Institute, Portugal; Christoph Knill, Ludwig-Maxi­milian University Munich, Germany; Nina Kolleck, Freie Universität Berlin, Germany; Jonathan W. Kuyper, University of Oslo, Norway; Markus Lederer, Technical University of Darmstadt, Germany; Volker Mauerhofer, United Nations University, Japan; Axel Michaelowa, University of Zurich, Switzerland; Katharina Michaelowa, University of Zurich, Switzerland; Philipp Pattberg, Vrije Universiteit Amsterdam, The Netherlands; Barbara Saerbeck, Freie Universität Berlin, Germany; Bernd Siebenhüner, Carl von Ossietzky University of Oldenburg, Germany; Severin Sperzel, Freie Universität Berlin, Germany; Mareike Well, Freie Universität Berlin, Germany; Oscar Widerberg, Vrije Universiteit Amsterdam, The Netherlands.


Agency Theme

Agency in Earth System Governance

Editors: Michele M. Betsill, Colorado State University; Tabitha Benney, University of Utah; Andrea Gerlak, University of Arizona

A team of 30 members of the Earth System Governance Project is compiling an edited volume on agency in earth system governance, one of the key analytical themes identified by the Project’s Science Plan. The team systematically reviews earth system governance scholarship on Agency to identify what we have learned about the four questions originally proposed in the 2009 science plan: 1) how to conceptualize agency, 2) who is acting as agents, 3) how authority is exercised in earth system governance (and how the authority of the state is being reconfigured), and 4) how we assess the impact of agency. The group also links agency to other analytical problems identified by the Project, such as architecture, accountability, adaptiveness and access/allocation. Furthermore, agency is explored in relation to cross-cutting themes such as power, norms, knowledge and scale.

This book is edited by Michele Betsill (Colorado State University, and member, Earth System Governance Project Scientific Steering Committee), Tabitha Benney (University of Utah) and Andrea Gerlak (University of Arizona). Other contributors include Michelle Scobie, Oscar Widerberg, Ronald B. Mitchell, Sander Chan, James Patterson, Calum Brown, Oke Enechi, Pritee Sharma, Ina Möller, Sandra van der Hel, Manjana Milkoreit and Mike Angstadt.

The Politics of Urban Climate Futures: Increasing Agency and Contested Empowerment

Editors: Jeroen van der Heijden, Australian National University; Harriet Bulkeley, Durham University; and Chiara Certomà, Scuola Superiore Sant’Anna, Pisa

This edited volume brings together earth system governance scholarship on urban climate governance. It is now evident that urban responses to climate change involve a diverse range of actors as well as forms of agency that cross traditional boundaries, and which have diverse consequences for (dis)empowering different social groups and effects for questions of justice. Friction between novel forms of agency, new agents of change and (dis)empowerment is a missing focus in existing scholarship. This edited book addresses this knowledge gap, and raises important issues for how we understand urban climate responses. Questions that are addressed are: What novel agents have emerged in urban climate governance since the early 1990s, and in what ways do they act? How is authority given to or taken by them, and how do they exercise agency? Who gains and who loses from a growing number of agents in urban climate governance? To what extent and how does including novel agents in urban climate governance empower them? Whether and how can (dis)empowerment in urban climate governance be studied, made visible, and challenged?

This harvesting initiative is led by Jeroen van der Heijden (Australian National University, and Lead Author of the New Directions in Earth System Governance), Harriet Bulkeley (Durham University, Earth System Governance Lead Faculty), and Chiara Certomà (Scuola Superiore Sant’Anna, Pisa, Earth System Governance Research Fellow).


Adaptiveness Theme

Adaptiveness in Earth System Governance Project

Editors: Bernd Siebenhüner, Carl von Ossietzky University of Oldenburg; Riyanti Djalante, United Nations University

The Earth System Governance Science and Implementation Plan identified adaptiveness as an ‘umbrella term for a set of related concepts—vulnerability, resilience, adaptation, robustness, adaptive capacity, social learning and so on—to describe changes made by social groups in response to, or in anticipation of, challenges created through environmental change’. Since then, governance processes of adaptiveness, particularly in the field of climate change adaptation, evolved into a highly dynamic manner including international, national-level and countless local and community-based activities. Concomitantly, there has been ample research on these processes within the Earth System Governance Project. The Harvesting Activity on Adaptiveness brings together key insights and conceptual advancements from this field. The focus is to bring together experiences from different world regions as well as levels of decision making. In addition, synthesis activities are conducted to bring together cross-cutting experiences of conceptual developments as well as to overarching lessons and remaining research challenges. Key questions in this book include: What are the politics of adaptiveness? Which governance processes foster adaptiveness? What attributes of governance systems enhance capacities to adapt? How, when and why does adaptiveness influence earth system governance?

This initiative is led by Bernd Siebenhüner (Carl von Ossietzky University of Oldenburg) and Riyanti Djalante (United Nations University). Other contributors include: Dave Huitema, Louis Lebel, Katrina Brown, Claudia Pahl-Wostl, Hallie Eakin, Aysha Fleming, James Patterson, and Carolyn Peach Brown.

The Politics of Adaptation to Climate Change and the Impacts of Large-scale Water Infrastructure

One harvesting product on the Adaptiveness theme will be a synthesis paper on what has been learnt about the politics of adaptation to climate change in managing water resources and river basins – some of it directly inspired by the conceptual distinctions and questions raised by the Earth System Governance Project. The emphasis of this paper is on transboundary waters, but the analysis recognizes that impacts and governance are both multi-level. One of the most important findings is that adaptation politics are interwoven with the contestation over the benefits and negative impacts of large-scale water infrastructure. Another is that interactions between climate change and infrastructure usually (but not invariably) exacerbate the challenges of maintaining river health, equitable water allocation, acceptable flood risks, and good water quality. For these two reasons this analysis takes into account infrastructure whenever examining climate change. The analysis will also explore the growing empirical set of case studies of adaptation and governance in the water sector to examine: how adaptation in the water sector is framed, negotiated and implemented; how benefits and burdens of adaptation projects are distributed; the influence and strategies of non-state actors in adaptation projects; and, how attributes of water governance systems might be important for capacities to adapt. Finally, information will be synthesized on how international agreements are being adjusted, and how expert knowledge and uncertainties about future climate, water demand, and impacts, are or are not being addressed. These later findings provide preliminary answers to the question of how, when and why do systems of governance themselves adapt.

This initiative is led by Louis Lebel (Chiang Mai University, and founding member, Earth System Governance Project Scientific Steering Committee).


Accountability Theme

Transparency in Global Environmental Governance: Critical Perspectives

Edited by Aarti Gupta and Michael Mason, MIT Press (ESG Series), 2014gupta-and-mason-cover

Transparency—openness, secured through greater availability of information—is increasingly seen as part of the solution to a complex array of economic, political, and ethical problems in an interconnected world. The “transparency turn” in global environmental governance in particular is seen in a range of international agreements, voluntary disclosure initiatives, and public-private partnerships. This is the first book to investigate whether transparency in global environmental governance is in fact a broadly transformative force or plays a more limited, instrumental role. After three conceptual, context-setting chapters, the book examines ten specific and diverse instances of “governance by disclosure.” These include state-led mandatory disclosure initiatives that rely on such tools as prior informed consent and monitoring, measuring, reporting and verification; and private (or private-public), largely voluntary efforts that include such corporate transparency initiatives as the Carbon Disclosure Project and such certification schemes as the Forest Stewardship Council. The cases, which focus on issue areas including climate change, biodiversity, biotechnology, natural resource exploitation, and chemicals, demonstrate that although transparency is ubiquitous, its effects are limited and often specific to particular contexts. The book explores in what circumstances transparency can offer the possibility of a new emancipatory politics in global environmental governance.

More about the transparency book is available here.

Meaningful Accountability for Global Environmental Governance

The Accountability in Global Environmental Governance Task Force is publishing an edited volume with MIT Press set to be released in early 2019. Global environmental governance (GEG) is characterized by fragmentation, duplication, dispersed political authority and weak regulatory influence. The gap between the need for action and existing responses has led to demands for accountability. Addressing these demands has led to a trap: the accountability mechanisms created to improve GEG have proliferated but not addressed environmental decline. The book offers a two-tier explanation for this trap: first, actors establishing GEG are not held to account for how they design institutions. There are normative biases in public, private, voluntary (non-governmental, non-corporate initiatives) and hybrid governance institutions, which shape the goals of GEG and determine what to account for and to whom. Second, and as a result of the first tier, efforts to establish accountability focus on functional requirements leading scholars and policy makers to view accountability as an end in itself. Thus those complying with accountability measures can be held to account without necessarily mitigating negative environmental impacts. The collection is distinctive in cutting across global environmental governance institutional types. This reflects the multiplicity of actors responding to the global environment and interrogates how they attempt to devise accountability procedures to hold themselves answerable and responsible for governing.

This publication is being led by Susan Park (University of Sydney, and Senior Research Fellow, Earth System Governance Project), and Teresa Kramarz (University of Toronto, and Senior Research Fellow, Earth System Governance Project). The collection brings together the leading lights in the field of GEG working on accountability: Harro van Asselt and Graeme Auld, Loraine Elliott, Lars Gulbrandsen, Aarti Gupta, Philipp Pattberg, and outstanding research from early career researchers including Cristina Balboa, Hamish van der Ven, and Oscar Widerberg

Other relevant publications edited by Teresa Kramarz and Susan Park:

 

Democracy in Earth System Governance

Work in progress.


Allocation and Access Theme

Work in progress. This effort will be developed by Joyeeta Gupta (University of Amsterdam and member, Earth System Governance Project Scientific Steering Committee).


Flagship Activities

Food Governance

In 2016-17, we will work to harvest our research on food governance, one of the four flagship programmes of the Earth System Governance Project. One of the first initiatives is a proposal already submitted for a special issue, which seeks to expand our understanding of the complex interlinkages between the politics and governance of the global environment on one hand, and the global food system on the other. Drawing on and connecting insights from the global environmental politics and governance literature, as well as from various strands of the food studies literature, the papers will each explore what insights the field of global environmental politics can bring to questions of food system sustainability, as well as what the relationship between food systems and the environment reveal about global environmental politics. To do so, the papers seek to examine how issues at the intersection of environment and food are framed in political settings at the global level, and explore the role of different actors in shaping debates around how best to govern these issues, including states, corporations, civil society organizations and marginalized populations. In addition to the special issue proposal, we are considering an edited book to further consolidate work in this area under the ESG project. The harvesting initiative on food governance is open to all ESG members working in this field, and is led by Jennifer Clapp, University of Waterloo, and member of the ESG Lead Faculty.

Water Governance

Work in progress. This effort will be developed by Joyeeta Gupta (University of Amsterdam and member, Earth System Governance Project Scientific Steering Committee).

Climate Governance

Work in progress. This effort will be developed by Heike Schroeder (University of East Anglia and member, Earth System Governance Project Scientific Steering Committee).

Relevant publication: Kuyper, Jonathan W., Björn‐Ola Linnér, Heike Schroeder. 2018. Non‐State Actors in Hybrid Global Climate Governance: Justice, Legitimacy, and Effectiveness in a Post‐Paris Era. WIREs Climate Change, 9:e497.

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